RULES

Within this section you will find links to legislation, cases, guidance and other material relating to best practice. Separate pages have been created for material that has international/regional application and for each jurisdiction, although the material is focused on the UK. A timeline of key events has been created for each jurisdiction, but you will also find a consolidated version below.

TIMELINE

July 12, 2019

HMT/Home Office Economic Crime Plan

2019-2022

July 9, 2019

FCA AML Annual Report

2018-19

July 8, 2019

HMT AML and CTF Supervision Report

2017-18

July 1, 2019

NCA Public Private Threat Update-Economic Crime

July 2019

June 26, 2019

Gambling Commission ML and TF Risk Assessment

June 2019

May 14, 2019

NCA National Strategic Assessment of Serious and Organised Crime

2019

March 1, 2019

NCA SARs in Action

2019

January 14, 2019

NCA Suspicious Activity Reports (SARs)

2018 Annual Report

December 13, 2018

FCA Guidance on Financial Crime Systems and Controls: Insider Dealing and Market Manipulation

FG 18/5

December 7, 2018

FATF Mutual Evaluation Report – UK

December 2018

November 13, 2018

FCA Analysis of Firms’ Data

November 2018

October 14, 2018

FATF Annual Report 2017-18

Annual Report

July 19, 2018

FCA AML Annual Report

2017-18

June 19, 2018

5th Money Laundering Directive (MLD 5)

2018/843/EU

May 22, 2018

FATF Annual Report 2016-17

Annual Report

May 13, 2018

NCA National Strategic Assessment of Serious and Organised Crime

2018

October 26, 2017

HMT/Home Office UK National Risk Assessment of Money Laundering and Terrorist Financing

2017 NRA

October 11, 2017

NCA Suspicious Activity Reports (SARs)

2017 Annual Report

September 1, 2017

HMRC Tackling Tax Evasion

Government Guidance

July 11, 2017

FCA Treatment of Politically Exposed Persons for Anti-Money Laundering Purposes

FG 17/6

July 5, 2017

FCA AML Annual Report

2016-17

June 28, 2017

NCA National Strategic Assessment of Serious and Organised Crime

2017

June 26, 2017

ESA Joint Guidelines on Risk Factors

Joint Guidelines on Risk Factors

June 22, 2017

Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations

2017 SI 692

April 27, 2017

Criminal Finances Act

2017 c22

April 18, 2017

FCA Business Plan

2017-18 Business Plan

March 8, 2017

FATF Annual Report 2015-16

Annual Report

December 8, 2016

MONEYVAL Evaluation Report – Isle of Man

December 2016

September 9, 2016

NCA National Strategic Assessment of Serious and Organised Crime

2016

August 1, 2016

UNODC Annual Report 2015

Annual Report

April 21, 2016

HMT/Home Office Action Plan for Anti-Money Laundering and Counter-Terrorist Finance

2016 Action Plan

April 5, 2016

FCA Business Plan

2016-17 Business Plan

March 11, 2016

FATF Annual Report 2014-15

Annual Report

December 9, 2015

MONEYVAL Evaluation Report – Jersey

December 2015

October 15, 2015

HMT/Home Office UK National Risk Assessment of Money Laundering and Terrorist Financing

2015 NRA

September 15, 2015

MONEYVAL Evaluation Report – Guernsey

September 2015

June 19, 2015

Hmicho v Barclays Bank Plc

[2015] EWHC 1757 (QB)

May 20, 2015

4th Money Laundering Directive (MLD 4)

2015/849/EU

May 20, 2015

Information accompanying Transfers of Funds Regulations

2015/847/EU

April 22, 2015

R v GH

[2015] UKSC 24

April 15, 2015

International Tax Compliance Regulations

2015 SI 878

March 24, 2015

Credit Agricole Corporation and Investment Bank v Papadimitriou

[2015] UKPC 13

March 3, 2015

Serious Crime Act

2015 c9

August 1, 2014

R v Rogers & Ors

[2014] EWCA Crim 1680

April 16, 2014

2nd Market Abuse Directive (MAD 2)

2014/57/EU

April 25, 2013

Crime and Courts Act

2013 c22

September 6, 2012

Money Laundering (Amendment) Regulations

2012 SI 2298

May 16, 2012

Shah & Anor v HSBC Private Bank

[2012] EWHC 1283 (QB)

January 25, 2012

Terrorist Asset Freezing (Bailiwick of Guernsey) Law

2011 – brought into force 25th January 2012

January 13, 2012

Money Laundering and Weapons Development (Directions) (Jersey) Law

2012 L1

Although every effort is made to ensure these links are accurate, up to date and relevant, no responsibility is accepted for pages maintained by external providers. The inclusion of a link to an external website should not be understood to be an endorsement of that website, the site’s owners or their products/services. Nor should it be understood to be an endorsement by that website or the site’s owners of Follow The Money Ltd or its products/services.

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